Crestone Compliance
FAP Licensing Survey
Crestone Compliance is conducting research that will provide insight into how the financial services industry and adviser businesses understand the upcoming FSLAB and FAP changes in New Zealand. The research will also explore how prepared businesses are and how they plan to approach these changes.
To ensure that adviser businesses are compliant it is critical that they are prepared for these recent and upcoming changes in legislation. For this reason we are contacting key industry leaders to gain insight and will share trends and observations that are found. Any identifying information will be removed before publication.
The survey will take 4 minutes to complete and is only open to those working in New Zealand’s financial services industry.
We appreciate the time you take to participate and feel you will gain real benefit from the research insights.
Get started below:
Who are we?
About Crestone
How we can help
We take pride in minimising compliance risks for our clients. We take the time to understand how your business works and design a compliance solution that is more than just a box-ticking exercise. We believe in delivering on this promise with minimal disruption so that your business can continue to grow with fewer compliance headaches holding you back.
Did you know?
The Code Working Group has published a draft Code of Conduct that will apply to all Financial Advisers under the new regime.
You can read the draft code here.
If you'd like to be kept up to date with important information relevant to the upcoming FSLAB and FAP changes, and the Financial Advice industry in general, click the button below.
Keep In Touch
We're always keen to catch up with anyone in the industry, whether it's a quick coffee or a whiteboard session on how we can help.
Just drop us a quick email using our contact form and we'll be in touch.